Compliance Features

• Professional Adviser provides you with compliance tracking and auditing for all your business areas

• All the necessary compliant business registers, both for the individual Adviser and for the Firm, are generated as you enter your client's new product details

• Similarly, the system provides you with Persistency reporting for the individual Adviser and the Firm
• The software allows for capturing Money Laundering details and the printing of blank and completed forms
  
• Provision is made for recording your Career Development, Marketing campaigns and Complaints registers 
• As you progress a series of indicators show the Compliance completeness